Compliance Manager - Insurance and Lloyds Broker

Job Overview

London, England
Job Type
Full Time
£50,000 - £55,000 Per Year
Date Posted
23 days ago

Additional Details

Job ID
Job Views

Job Description

My client is a leading Lloyd’s Broker who is seeking an experienced Compliance Manager to provide advice and guidance to the business, assist in oversee the monitoring plan, review existing processes and procedures , provide insights and analysis on new legislation and regulation, provide training to the business in relation to conduct, conflicts and general FCA principles.

Duties will include

Assist in the delivery of the annual Compliance Monitoring Plan

Maintain the regulatory timetable and undertake regular review work and thematic monitoring

Assist the business in performing due diligence checks and sanctions screening

Assist with the monitoring of the company’s Appointed Representatives

Submit FCA Applications

Review and update company policies and procedures

Monitor regulatory changes and upcoming legislation

The ideal candidate will have a compliance background within the Insurance Broking sector.

Experience within a Lloyd’s broker would be an advantage. Strong knowledge of FCA rules.


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