Compliance Consultant in York

Job Overview

York, England
Job Type
Full Time
£40,000 - £40,000 Per Year
Date Posted
5 days ago

Additional Details

Job ID
Job Views

Job Description

An exciting opportunity has arisen for an experienced compliance professional to join a growing wealth management practice in York.

The firm have been expanding all areas of the business so far in 2022 with new support staff and advisers joining in recent months and are now looking for a compliance professional with industry experience to join the business.

Key Responsibilities

* Adviser new business File checks

* Adviser monthly 1:1’s measuring against KPI’s and other MI

* Coaching new advisers

* Organising CPD for the team

What's on offer?

* WPA health scheme

* 3xDIS

* 21 days holiday (rising to 25) + bank holidays

* company pension scheme

* office shutdowns for company events

You will need to have wealth management experience to be considered for this position.

What’s next?

Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

Additionally, refer a friend or colleague to us and receive £200 if we assist them in securing a new career.

Synonyms: IFA, Compliance Manager, Compliance Officer, Compliance Executive, Financial Planning, Financial Advice, Financial Advisor, Financial Planner, Financial Adviser, Compliance Consultant, FCA, Oversight, Monitoring, file review


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