Director of Compliance in Manchester - CV-Library

Director of Compliance in Manchester - CV-Library

Director of Compliance in Manchester - CV-Library

Job Overview

Manchester, England
Job Type
Full Time
£70,000 - £90,000 Per Year
Date Posted
6 days ago

Additional Details

Job ID
Job Views

Job Description

We are currently working alongside a leading online sales company, based in Manchester, we are looking to recruit a Director of Compliance to join their team. This is an fantastic opportunity to join an expanding organisation with people and culture at their heart.

ROLE: Head of Compliance

LOCATION: Manchester or Blackburn

SALARY: £70,000 - £90,000

The Role:

To lead group compliance across all of the business and driving a compliance culture aligned to the company values (Including own book finance company with full FCA permissions)
Embedding the core principles of consumer regulation into our general sales and operational teams
Horizon scanning of new regulatory developments and maintaining oversight of developments impacting the firm's activities
Identifying compliance risks and developing communication lines with appropriate controls within the regulatory framework
Producing accurate and timely quarterly and annual reports for the senior management team with key statements
Ensuring the "3 lines of defence" are being maintained throughout the business and all audits documented
Managing the compliance monitoring team including performance feedback and appraisals
Educate and train all associated members on regulatory, industry and compliance requirements
Proactively review current or new, policies, procedures and business practices to identify needed compliance changes, or situations that may pose significant compliance risks, and guide management in these.
Chair the compliance monthly meetings which will include matters such as quality assurance, horizon updates, potential risks, etc
Develop and maintain the compliance monitoring framework including:
Thematic reviews, file reviews and compliance monitoring activities under the compliance monitoring plan
measure and test adherence to policies and procedures
liaise with relevant staff/managers to ensure that remedial actions from compliance monitoring are closed out
Producing and sending all regulatory FCA reporting to the regulators on time and accuratelyThe Person:

Minimum 3 years of Financial Services experience with the ability to demonstrate knowledge and understanding of the motor finance market including insurance distribution
Ability to gain the FCA approval to hold the Senior Management Function (SMF) where required
In-depth knowledge and experience of all legislation and regulatory bodies for the industry and can display this at all times
Have a diversity and inclusion mindset to ensure that every associate is given the same opportunities to learn and succeed
As a senior leader, be able to communicate effectively at all levels and with a mentoring ethos for our associates
Confident in taking own initiative and identify opportunities to enhance our customer journey even when working to tight deadlines and under pressure
Ability to interact with a diverse stakeholder group
** ICA Diploma or equivalent in compliance is preferable but not essentialIf this sounds like an opportunity that is right for you or someone you know, then don't hesitate to get in touch with Alex Procter via email, (url removed), or via phone at (phone number removed) .

We also welcome referrals for this position, where a successful recommendation would be worth £250


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