Regulatory Developments Manager in London - Michael Page International

Job Overview

London, England
Job Type
Full Time
Date Posted
4 days ago

Additional Details

Job ID
Job Views

Job Description

Great stakeholder engagement.Hands on role.About Our ClientA wealth management firm.Job DescriptionThe key responsibilities are to:· Oversee regulatory horizon scanning for the Group.· Prepare and if required, present, reports on regulatory developments to senior management committees.· Contribute to regulatory change projects as required.· Act as the compliance lead for upcoming ESG related regulatory changes including the FCA rules on climate-related disclosures for asset managers.· Escalate any significant issues, weaknesses or outstanding action items to the Head of Compliance Advisory· Where required assist the Compliance Advisory team in providing day-to-day compliance advice to the business in areas such as: - Financial Promotions - SM&CR - Takeover Panel & Major Shareholding Disclosures - Suitability of Advice - Vulnerable Clients - Market abuse - Conflicts of interests - Product Governance - Best ExecutionThe Successful ApplicantThe successful candidate will have:· Good understanding of the various regulatory developments that will impact wealth management firms· Good working knowledge of FCA Handbook particularly COBS, COLL and SYSC· Experience gained within financial services, ideally including a discretionary investment management, wealth management, financial planning and funds businesses· Experience of implementing regulatory change· Experience of horizon scanningWhat's on OfferCompetitive benefits. Hybrid working.ContactLucy O'DonnellQuote job refJN-092022-5759243Phone number+442076451454Job summarySectorBanking & Financial ServicesSubsectorCompliance & LegalIndustryFinancial ServicesLocationLondonContract typePermanentConsultant nameLucy O'DonnellConsultant phone+442076451454Job referenceJN-092022-5759243


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