Financial Services Compliance Officer/File Review, Field based

Job Overview

Location
Macclesfield, England
Job Type
Full Time
Salary
£36,000 - £47,500 Per Year
Date Posted
6 days ago

Additional Details

Job ID
316638
Job Views
5

Job Description

Our client is a successful IFA busienss and they are currently looking for an experienced Compliance Supervisor to join the team. This will be home/field based assisting a number of IFA's in the M1 to M6 region with good access to Manchester

We are looking for at least five years in a regulated financial services environment, ideally including recently having held a position in a supervision role within an advisory environment.

Experience in presenting to small groups of people.

Training, coaching and personal development of others on a one-to-one basis.

Qualifications and Experience

Holder of a recognised supervisory or management qualification such as the CII H15 / J07 or equivalent or membership of a recognised professional body such as the Institute for Supervision and Management (by experience) is required. If this is not held at date of appointment it is to be achieved within 18 months of appointment.

Financial Planning Certificate and CeMAP or equivalent are required.

Level 4 Diploma (or working towards it) on acquisition is desirable

Salary range is £36000 to £42000 with an additional £5500 car allowance plus benefits. The range in salary would depend on qualifications, experience and competence.

Location

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