Financial Planning Compliance Officer in Manchester - NJR Recruitment

Financial Planning Compliance Officer

Location: Manchester City Centre

Salary: £35,000–£45,000

Working towards the CII Level 4 Exams

About the Role

We are seeking a proactive and detail-oriented Compliance Officer to join a growing financial services business in Ancoats. You will play a key role in maintaining high standards of regulatory compliance and suitability of advice across the business.

This role is ideal for someone with experience in compliance or a similar department who is eager to develop their career in a supportive and professional environment.

Key Responsibilities

• Conduct file checks to assess suitability of advice
• Perform call checks to ensure compliance with advice standards
• Assess vulnerability characteristics and identify necessary support
• Deliver clear and structured feedback to advisers and paraplanners
• Provide ad-hoc compliance support to business departments
• Ensure adherence to FCA regulations, legislation, and internal policies
• Assist in implementing and maintaining robust compliance procedures

Requirements

• Ideally CII Level 4 qualified, or completed 4 exams and actively working towards full qualification
• Minimum 1 year of experience in compliance or a related role
• Strong attention to detail and analytical skills
• Effective communication and interpersonal abilities
• Confidence in delivering constructive feedback

Apply today via NJR Recruitment or call quoting the reference NJR16457

Please note: Due to a high volume of applications, if your CV does not reflect the essential requirements, or you answer ‘no’ to key screening questions, we may not be able to contact you.